Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 21 Jan 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (4 Dec 2023 to 8 Feb 2024)
  • Capital Finance Brokers Limited (no longer approved here)

    FRN 943805

    • [FCA CF] Functions requiring qualifications (3 Nov 2023 to 7 Nov 2023)
  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • Appointed representative dealing with clients for which they require qualification (20 May 2020 to 3 Nov 2023)
  • Blueprint Financial Services Ltd (no longer approved here)

    FRN 227242

    • Employed By (18 Sep 2003 to 22 Mar 2004)
  • Emerald Financial Management Ltd (no longer approved here)

    FRN 209623

    • (5)Employed By (20 Jun 2003 to 18 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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