Andrew Keith Morgan

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TS IMAGINE (UK) LTD
FRN 1022659
- SMF16 Compliance Oversight (since 3 Mar 2025)
- SMF29 Limited scope function (limited scope SMCR firms only) (since 3 Mar 2025)
Deutsche Bank AG (no longer approved here)
FRN 150018
- [FCA CF] Algorithmic trading (4 Jul 2018 to 11 Aug 2019)
- [FCA CF] Manager of certification employee (12 Jan 2017 to 11 Aug 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 13 Sep 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 11 Aug 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (10 Aug 2004 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.