Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 22 Dec 2020)
- [FCA CF] Client dealing (since 22 Dec 2020)
-
- [FCA CF] Client dealing (9 Dec 2019 to 21 Dec 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Dec 2020)
- CF30 Customer (30 Oct 2013 to 8 Dec 2019)
-
- CF30 Customer (17 Feb 2010 to 11 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.