Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Dec 2020)
    • [FCA CF] Client dealing (since 22 Dec 2020)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Dec 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Dec 2020)
    • CF30 Customer (30 Oct 2013 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (17 Feb 2010 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.