Andrew Keith Larkin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • [FCA CF] Material risk taker (27 Aug 2020 to 30 Sep 2023)
    • [FCA CF] Significant management (27 Aug 2020 to 30 Sep 2023)
    • [FCA CF] Client dealing (24 Dec 2019 to 30 Sep 2023)
    • [FCA CF] Manager of certification employee (24 Dec 2019 to 30 Sep 2023)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2023)
    • CF1 Director (26 Jul 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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