Andrew Keen

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 25 Apr 2017)
    • CF30 Customer (since 25 Apr 2017)
    • CF30 Customer (17 Nov 2015 to 18 Mar 2016)
    • CF1 Director (AR) (17 Nov 2015 to 18 Mar 2016)
  • Tempus Wealth Consultancy Limited

    FRN 725260

    • (1)Employed By (since 25 Apr 2017)
    • (1)Employed By (17 Nov 2015 to 18 Mar 2016)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (26 Jun 2008 to 28 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Tempus Wealth Consultancy Limited

  2. controlled function added: (1)Employed By at Tempus Wealth Consultancy Limited