Andrew Kar-Tsun Man

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (30 Oct 2024 to 30 Nov 2024)
    • [FCA CF] Material risk taker (18 Dec 2020 to 30 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 30 Nov 2024)
    • [FCA CF] Client dealing (13 Nov 2019 to 12 Sep 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (30 Oct 2024 to 30 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 30 Nov 2024)
    • [FCA CF] Material risk taker (18 Dec 2020 to 30 Nov 2024)
    • [FCA CF] Client dealing (13 Nov 2019 to 12 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 17 Feb 2015)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (27 Jan 2020 to 30 Nov 2024)
    • [FCA CF] Client dealing (27 Jan 2020 to 12 Sep 2022)
    • [FCA CF] Manager of certification employee (27 Jan 2020 to 28 Jan 2020)
    • [FCA CF] Material risk taker (27 Jan 2020 to 30 Nov 2024)

Recent activity

Updates to this individual's record on the FCA register.

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