Andrew Joseph Yates

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (9 Jan 2009 to 4 Aug 2015)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF30 Customer (1 Nov 2007 to 4 Aug 2015)
    • CF21 Investment Adviser (5 Feb 2003 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (28 Jan 2002 to 28 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.