Andrew Joseph Johnson

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

EAST ANGLIAN FINANCIAL PLANNING LTD
FRN 605096
- SMF3 Executive Director (since 28 Jul 2021)
- SMF1 Chief Executive (1 Dec 2022 to 10 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Dec 2022 to 9 Jun 2023)
- SMF16 Compliance Oversight (1 Dec 2022 to 9 Jun 2023)
WOODWARD MARKWELL FINANCIAL ADVISERS LTD (no longer approved here)
FRN 146449
- SMF3 Executive Director (9 Dec 2019 to 3 Aug 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 25 Nov 2019)
- Responsible for Insurance Mediation (17 Nov 2006 to 30 Sep 2018)
- CF8 Apportionment and Oversight (17 Nov 2006 to 31 Mar 2009)
- CF11 Money Laundering Reporting (17 Nov 2006 to 25 Nov 2019)
- CF10 Compliance Oversight (17 Nov 2006 to 25 Nov 2019)
- CF1 Director (14 Mar 2006 to 8 Dec 2019)
NEIL WILLIES INSURANCE BROKERS LIMITED (no longer approved here)
FRN 305739
- CF1 Director (2 Feb 2007 to 16 Mar 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.