Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (11 Oct 2022 to 4 Feb 2025)
- [FCA CF] Client dealing (11 Oct 2022 to 4 Feb 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Nov 2022)
- CF30 Customer (7 Jun 2013 to 29 Nov 2022)
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- Employed By (7 Jun 2013 to 29 Nov 2022)
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- CF30 Customer (28 Feb 2012 to 1 Apr 2012)
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- CF30 Customer (1 Nov 2007 to 15 Mar 2012)
- CF21 Investment Adviser (21 Mar 2007 to 31 Oct 2007)
- CF1 Director (21 Mar 2007 to 30 Sep 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.