Andrew Joseph Horner

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 Nov 2024)
    • [FCA CF] Client dealing (since 12 Nov 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (4 May 2021 to 16 Sep 2024)
    • CF30 Customer (28 Apr 2021 to 16 Sep 2024)
  • Norfolk Wealth Management Limited (no longer approved here)

    FRN 580785

    • (3)Employed By (28 Apr 2021 to 16 Sep 2024)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (18 Jun 2020 to 7 Apr 2021)
    • [FCA CF] Client dealing (18 Jun 2020 to 7 Apr 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 May 2019 to 6 Apr 2020)

Recent activity

Updates to this individual's record on the FCA register.

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