Andrew Jonathan Standen

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rock Financial Advisors Ltd

    FRN 750001

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Responsibility for MCD Intermediation (since 21 Sep 2021)
    • SMF16 Compliance Oversight (since 21 Sep 2021)
    • Responsible for Insurance Distribution (since 21 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Sep 2021)
    • [FCA CF] Client dealing (since 3 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 3 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Nov 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Nov 2020)
    • CF10 Compliance Oversight (1 Nov 2016 to 8 Dec 2019)
    • CF1 Director (1 Nov 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Nov 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Nov 2016 to 30 Sep 2018)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • CF1 Director (AR) (24 Dec 2015 to 1 Nov 2016)
    • CF4 Partner (AR) (13 Feb 2015 to 1 Nov 2016)
    • CF30 Customer (10 Mar 2010 to 1 Nov 2016)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (15 Jun 2009 to 1 Feb 2010)
  • Arrow 1066 Financial Services Ltd (no longer approved here)

    FRN 489451

    • (10)Employed By (15 Jun 2009 to 1 Feb 2010)
  • Mortgage Next Network Limited (no longer approved here)

    FRN 300866

    • CF4 Partner (AR) (22 Dec 2004 to 19 Nov 2007)
  • Mortgage Select (no longer approved here)

    FRN 414514

    • (2)Employed By (22 Dec 2004 to 19 Nov 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Arrow 1066 Financial Services Ltd

  2. controlled function added: (10)Employed By at Arrow 1066 Financial Services Ltd