Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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R C Brown Investment Management Plc
FRN 146002
- [FCA CF] Manager of certification employee (since 23 Mar 2022)
- [FCA CF] Client dealing (since 31 Mar 2021)
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- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF24 Pension Transfer Specialist (10 May 2007 to 31 Oct 2007)
- CF26 Customer Trading (12 Mar 2007 to 31 Oct 2007)
- CF1 Director (12 Jun 2006 to 31 Mar 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.