Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 23 Mar 2022)
    • [FCA CF] Client dealing (since 31 Mar 2021)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
    • CF24 Pension Transfer Specialist (10 May 2007 to 31 Oct 2007)
    • CF26 Customer Trading (12 Mar 2007 to 31 Oct 2007)
    • CF1 Director (12 Jun 2006 to 31 Mar 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.