Andrew Jonathan Davies

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • [FCA CF] Manager of certification employee (16 Sep 2020 to 4 Aug 2025)
    • [FCA CF] Material risk taker (16 Sep 2020 to 30 Jun 2025)
    • CF1 Director (19 Jan 2010 to 8 Apr 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (14 Jul 2004 to 31 Oct 2007)
    • CF27 Investment Management (14 Jul 2004 to 31 Oct 2007)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • CF1 Director (19 Jan 2010 to 8 Apr 2016)
  • UBS Asset Management Life Ltd (no longer approved here)

    FRN 186527

    • CF1 Director (19 Jan 2010 to 8 Apr 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.