Andrew Jonathan Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

THAMES RIVER CAPITAL LLP (no longer approved here)
FRN 426349
- CF2 Non Executive Director (4 Nov 2009 to 28 Feb 2014)
LOCHAIN PATRICK INSURANCE BROKERS LTD (no longer approved here)
FRN 309344
- CF2 Non Executive Director (4 Jul 2007 to 31 May 2012)
Countrywide Principal Services Limited (no longer approved here)
FRN 301684
- CF2 Non Executive Director (31 Oct 2004 to 14 May 2007)
Prudential Lifetime Mortgages Limited (no longer approved here)
FRN 119350
- CF2 Non Executive Director (1 Dec 2001 to 31 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.