Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • [FCA CF] Material risk taker (30 Sep 2019 to 30 Jun 2020)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (1 Nov 2007 to 3 Apr 2015)
    • CF26 Customer Trading (7 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.