Andrew John Wilkinson

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chase Financial Management Limited

    FRN 973065

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 10 Nov 2022)
    • [FCA CF] Client dealing (since 10 Nov 2022)
    • Responsible for Insurance Distribution (since 3 Nov 2022)
    • SMF3 Executive Director (since 3 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Nov 2022)
    • SMF16 Compliance Oversight (since 3 Nov 2022)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Dec 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Dec 2022)
    • CF30 Customer (1 Jun 2016 to 8 Dec 2019)
  • True Potential Investments LLP (no longer approved here)

    FRN 527444

    • CF30 Customer (8 Dec 2015 to 22 Feb 2016)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (25 Jun 2014 to 5 Nov 2015)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • CF30 Customer (28 Nov 2012 to 31 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.