Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 20 Apr 2022)
    • [PRA CF] Managing a material risk taker (since 16 Sep 2021)
    • [FCA CF] Manager of certification employee (since 3 May 2019)
    • [FCA CF] Client dealing (since 21 Mar 2017)
    • [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 7 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Apr 2022)
    • [FCA CF] Manager of certification employee (29 Sep 2021 to 13 Apr 2026)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 16 Apr 2026)
    • [PRA CF] Significant risk taker or Material risk taker (5 Feb 2019 to 7 Aug 2020)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (4 Jul 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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