Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 20 Apr 2022)
- [PRA CF] Managing a material risk taker (since 16 Sep 2021)
- [FCA CF] Manager of certification employee (since 3 May 2019)
- [FCA CF] Client dealing (since 21 Mar 2017)
- [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 7 Aug 2020)
-
HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 20 Apr 2022)
- [FCA CF] Manager of certification employee (29 Sep 2021 to 13 Apr 2026)
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 16 Apr 2026)
- [PRA CF] Significant risk taker or Material risk taker (5 Feb 2019 to 7 Aug 2020)
-
- CF30 Customer (4 Jul 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.