Andrew John Sugden

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Managing a material risk taker (since 20 Oct 2020)
    • [FCA CF] Algorithmic trading (since 2 Oct 2019)
    • [FCA CF] Material risk taker (since 7 Dec 2016)
    • [FCA CF] Manager of certification employee (since 7 Dec 2016)
    • [FCA CF] Client dealing (since 7 Dec 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Dec 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (20 Nov 2007 to 19 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.