Andrew John Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (28 Jan 2009 to 16 Sep 2009)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Apr 2003 to 7 Sep 2006)
    • CF22 Investment Adviser (Trainee) (6 Mar 2002 to 1 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.