Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Apr 2026)
    • CF30 Customer (1 Jun 2012 to 5 Sep 2013)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Mar 2026)
    • CF1 Director (AR) (18 Jul 2013 to 9 Mar 2026)
    • CF30 Customer (18 Jul 2013 to 9 Mar 2026)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (19 Jan 2010 to 27 Jun 2012)
  • Ryan Langton Limited (no longer approved here)

    FRN 184671

    • Employed By (19 Jan 2010 to 27 Jun 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 11 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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