Andrew John Roughton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (25 Jan 2024 to 1 Apr 2026)
- [FCA CF] Functions requiring qualifications (25 Jan 2024 to 1 Apr 2026)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Jan 2024)
- CF30 Customer (16 Aug 2010 to 26 Jan 2024)
Key Financial Wealth Management Ltd (no longer approved here)
FRN 520508
- (2)Employed By (12 Apr 2010 to 11 Jun 2010)
Key Financial Partnership (no longer approved here)
FRN 206598
- Employed By (1 Dec 2001 to 21 Sep 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.