Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 19 Dec 2022)
    • CF1 Director (AR) (since 24 Oct 2022)
    • CF30 Customer (since 24 Oct 2022)
    • (2)Employed By (since 24 Oct 2022)
    • (2)Employed By (22 Oct 2021 to 30 Nov 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (22 Oct 2021 to 30 Nov 2022)
    • CF30 Customer (22 Oct 2021 to 30 Nov 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Nov 2022)
    • CF30 Customer (1 Nov 2007 to 30 Nov 2022)
    • CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (626)Employed By (19 Jun 2003 to 22 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.