Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 20 Jul 2015)
    • CF30 Customer (since 20 Jul 2015)
    • CF30 Customer (2 Jul 2009 to 20 Jul 2012)
    • CF1 Director (AR) (2 Jul 2009 to 20 Jul 2012)
    • CF1 Director (AR) (since 20 Jul 2015)
    • CF1 Director (AR) (2 Jul 2009 to 20 Jul 2012)
  • Christopher Arnold & Co Ltd (no longer approved here)

    FRN 200403

    • Employed By (2 Sep 2013 to 2 Dec 2014)
  • ACG Mortgage & Protection Ltd (no longer approved here)

    FRN 469030

    • Employed By (16 Oct 2007 to 20 Jul 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 19 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.