Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 7 Oct 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 14 Apr 2011)
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Power Financial Management Ltd
FRN 545975
- (2)Employed By (since 14 Apr 2011)
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- CF30 Customer (18 Feb 2009 to 24 May 2011)
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- CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.