Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 7 Oct 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 14 Apr 2011)
    • (2)Employed By (since 14 Apr 2011)
  • INTELLIGENT PENSIONS LIMITED (no longer approved here)

    FRN 186250

    • CF30 Customer (18 Feb 2009 to 24 May 2011)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.