Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Seaport Group Europe LLP
FRN 526965
- [FCA CF] Client dealing (since 21 Nov 2022)
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- [FCA CF] Client dealing (17 Sep 2020 to 14 Oct 2022)
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- CF4 Partner (4 Jun 2015 to 16 Aug 2018)
- CF30 Customer (4 Jun 2015 to 16 Aug 2018)
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- CF30 Customer (29 Dec 2011 to 23 Dec 2014)
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- CF30 Customer (1 Nov 2007 to 23 Dec 2014)
- CF21 Investment Adviser (24 Aug 2004 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 23 Dec 2014)
- CF21 Investment Adviser (24 Aug 2004 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 30 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.