Andrew John Morter

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 11 Jan 2022)
- CF30 Customer (since 2 Dec 2021)
- CF1 Director (AR) (since 2 Dec 2021)
Pennygate Financial Associates Limited
FRN 956892
- (1)Employed By (since 2 Dec 2021)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jan 2022)
- CF30 Customer (18 Nov 2009 to 7 Jan 2022)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (524)Employed By (1 Jun 2013 to 14 Jan 2022)
Charles Derby Associates (no longer approved here)
FRN 486140
- Employed By (18 Nov 2009 to 3 Sep 2021)
Terry Collins Associates Limited (no longer approved here)
FRN 216461
- (7)Employed By (14 Jul 2003 to 2 Jun 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.