Andrew John Morris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CMS Wealth Ltd

    FRN 586862

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (13 Oct 2020 to 9 Feb 2021)
  • Asset Wise Associates Ltd (no longer approved here)

    FRN 544490

    • Employed By (13 Oct 2020 to 9 Feb 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (11 Feb 2014 to 27 May 2017)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 11 Jul 2008)
    • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
    • CF1 Director (AR) (6 Mar 2006 to 11 Jul 2008)
  • Millson Peach Financial Services Limited (no longer approved here)

    FRN 196526

    • Employed By (1 Dec 2001 to 11 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

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