Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 21 Nov 2012)
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Andrew Mitchard
FRN 591546
- (1)Employed By (since 19 Jun 2015)
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- CF30 Customer (4 Aug 2008 to 21 Nov 2012)
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- Employed By (4 Aug 2008 to 21 Nov 2012)
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- CF30 Customer (1 Nov 2007 to 26 Mar 2008)
- CF22 Investment Adviser (Trainee) (17 Jan 2007 to 31 Oct 2007)
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- Employed By (17 Jan 2007 to 5 Jun 2007)
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- CF22 Investment Adviser (Trainee) (26 Mar 2004 to 30 Nov 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.