Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Kinetic Private Investments Limited
FRN 954553
- 14. Managing investments
- 8. Giving personal recommendations on investments in the course of corporate finance business
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 10. Broker fund adviser
- [FCA CF] Functions requiring qualifications (since 15 Feb 2024)
- [FCA CF] Client dealing (since 15 Feb 2024)
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- [FCA CF] Functions requiring qualifications (1 Apr 2020 to 14 Sep 2022)
- [FCA CF] Client dealing (1 Apr 2020 to 14 Sep 2022)
- CF30 Customer (25 Jan 2018 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 9 Aug 2017)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.