Andrew John Mack

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aegon Asset Management UK plc

    FRN 144267

    • SMF9 Chair of the Governing Body (since 5 Sep 2022)
  • Morgan Stanley Investment Management (ACD) Limited (no longer approved here)

    FRN 230885

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 18 Aug 2021)
    • CF2 Non Executive Director (10 May 2013 to 8 Dec 2019)
    • CF3 Chief Executive (15 May 2009 to 30 Jun 2010)
    • CF1 Director (15 May 2009 to 30 Jun 2010)
  • Portman Square Capital LLP (no longer approved here)

    FRN 582333

    • CF4 Partner (20 Sep 2012 to 5 Mar 2013)
    • CF10 Compliance Oversight (20 Sep 2012 to 5 Mar 2013)
    • CF11 Money Laundering Reporting (20 Sep 2012 to 5 Mar 2013)
    • CF30 Customer (20 Sep 2012 to 5 Mar 2013)
  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • CF30 Customer (4 Sep 2009 to 30 Jun 2010)
    • CF3 Chief Executive (15 May 2009 to 30 Jun 2010)
    • CF1 Director (15 May 2009 to 30 Jun 2010)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 4 Sep 2009)
    • CF21 Investment Adviser (30 Sep 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.