Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • [FCA CF] Manager of certification employee (31 Aug 2017 to 18 Jul 2023)
    • [FCA CF] Client dealing (7 Mar 2017 to 23 Jul 2021)
    • [FCA CF] Material risk taker (7 Mar 2017 to 19 Nov 2020)
  • InfraBridge Investors (UK) Limited (no longer approved here)

    FRN 452656

    • CF21 Investment Adviser (15 Dec 2006 to 4 May 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (21 Sep 2005 to 17 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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