Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF2 Non Executive Director (18 Aug 2016 to 19 Sep 2018)
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- CF30 Customer (1 Nov 2007 to 28 Jul 2009)
- CF29 Significant management (1 Nov 2007 to 28 Jul 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Nov 2005 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (1 Nov 2005 to 15 Aug 2006)
- CF21 Investment Adviser (1 Nov 2005 to 31 Oct 2007)
- CF26 Customer Trading (22 Jan 2003 to 1 Nov 2005)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 11 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.