Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • Responsibility for MCD Intermediation (since 14 Feb 2024)
    • [FCA CF] Manager of certification employee (since 1 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
    • [FCA CF] Benchmark submission and administration (since 1 Nov 2021)
    • [FCA CF] Client dealing (since 1 Nov 2021)
    • [FCA CF] CASS oversight function (since 1 Nov 2021)
    • [PRA CF] Key function holder (since 1 Nov 2021)
    • [FCA CF] Significant management (since 1 Nov 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (29 Mar 2016 to 30 Sep 2018)
    • CF1 Director (29 Mar 2016 to 8 Dec 2019)
  • AJK Financial Services (no longer approved here)

    FRN 200135

    • Employed By (20 Dec 1999 to 9 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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