Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 28 Dec 2023)
- CF30 Customer (since 25 Nov 2023)
-
Bryant Associates Wealth Management Limited
FRN 418489
- Employed By (since 25 Nov 2023)
-
- [FCA CF] Client dealing (11 Sep 2020 to 23 Dec 2022)
- [FCA CF] Functions requiring qualifications (11 Sep 2020 to 23 Dec 2022)
- [FCA CF] Manager of certification employee (11 Sep 2020 to 23 Dec 2022)
-
- CF30 Customer (22 Oct 2009 to 1 Sep 2010)
- CF1 Director (11 Oct 2004 to 7 Jan 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.