Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 28 Dec 2023)
    • CF30 Customer (since 25 Nov 2023)
    • Employed By (since 25 Nov 2023)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Client dealing (11 Sep 2020 to 23 Dec 2022)
    • [FCA CF] Functions requiring qualifications (11 Sep 2020 to 23 Dec 2022)
    • [FCA CF] Manager of certification employee (11 Sep 2020 to 23 Dec 2022)
  • Butterfield Mortgages Limited (no longer approved here)

    FRN 119274

    • CF30 Customer (22 Oct 2009 to 1 Sep 2010)
    • CF1 Director (11 Oct 2004 to 7 Jan 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.