Andrew John Harris

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A & J WEALTH MANAGEMENT LIMITED

    FRN 428590

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Nov 2020)
    • [FCA CF] Client dealing (since 9 Nov 2020)
  • KW Investment Management Limited (no longer approved here)

    FRN 506600

    • CF30 Customer (18 Apr 2017 to 8 Dec 2019)
  • Butterfield Mortgages Limited (no longer approved here)

    FRN 119274

    • CF30 Customer (11 Jul 2014 to 6 Mar 2016)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • CF30 Customer (7 May 2013 to 21 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.