Andrew John Hampson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tufton Investment Management Ltd

    FRN 139100

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (15 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (4 Apr 2006 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (10 Jul 2002 to 31 Oct 2007)
  • Theisen Securities Limited (no longer approved here)

    FRN 145280

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 21 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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