Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coutts & Company
FRN 122287
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 28 Sep 2020)
- [FCA CF] Manager of certification employee (22 Aug 2022 to 26 Jun 2024)
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- CF30 Customer (9 Sep 2010 to 24 Jul 2011)
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- CF30 Customer (31 Mar 2010 to 30 Aug 2010)
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- CF30 Customer (1 Nov 2007 to 1 Apr 2010)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.