Andrew John Essex La Trobe

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (3 Nov 2009 to 1 Oct 2014)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (27 Jun 2008 to 31 Jul 2009)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF21 Investment Adviser (5 Mar 2003 to 1 Sep 2003)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 27 Jun 2003)
    • CF26 Customer Trading (1 Dec 2001 to 5 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.