Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (1 Apr 2022 to 9 May 2025)
- CF30 Customer (1 Apr 2022 to 9 May 2025)
- [FCA CF] Client dealing (1 Apr 2022 to 9 May 2025)
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- (3)Employed By (1 Apr 2022 to 9 May 2025)
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- [FCA CF] Functions requiring qualifications (1 Jan 2020 to 31 Dec 2020)
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- CF30 Customer (20 Oct 2008 to 20 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at 3D Financial Planning Ltd
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controlled function added: (3)Employed By at 3D Financial Planning Ltd