Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 21 Jan 2014)
    • CF30 Customer (since 21 Jan 2014)
    • (1)Employed By (since 21 Jan 2014)
  • LIFT-Financial Ltd (no longer approved here)

    FRN 471394

    • CF30 Customer (1 Jun 2010 to 27 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

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