Andrew John David Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Handelsbanken plc (no longer approved here)

    FRN 806852

    • [FCA CF] Functions requiring qualifications (7 Mar 2017 to 1 Feb 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 21 Apr 2011)
    • CF21 Investment Adviser (23 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Aug 2003 to 23 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.