Andrew John Cole

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 21 Jan 2021)
    • CF30 Customer (since 21 Jan 2021)
    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (22 Jun 2018 to 8 Dec 2019)
  • Andy Cole Financial Planning LTD

    FRN 939739

    • (2)Employed By (since 21 Jan 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (10 Jan 2008 to 25 Apr 2008)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 11 Jan 2008)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • CF22 Investment Adviser (Trainee) (25 Jan 2002 to 27 Dec 2001)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (14 Dec 2001 to 14 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Andy Cole Financial Planning LTD

  2. controlled function added: (2)Employed By at Andy Cole Financial Planning LTD