Andrew John Clare

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital Tower Limited

    FRN 547717

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 May 2019 to 8 Dec 2019)
  • HUB Financial Solutions Limited (no longer approved here)

    FRN 455713

    • CF30 Customer (5 Apr 2017 to 9 May 2017)
  • OVERBURYS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 537653

    • (5)Employed By (2 Aug 2016 to 1 Oct 2016)
  • SMITH & PINCHING FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 186616

    • CF30 Customer (16 Jul 2014 to 1 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.