Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (19 May 2021 to 3 Sep 2022)
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Mar 2020)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Mar 2024)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (20 Oct 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Feb 2002 to 20 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.