Andrew John Briggs

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wipro Financial Outsourcing Services Limited
FRN 979258
- SMF16 Compliance Oversight (since 27 Mar 2024)
People's Administration Services Limited (no longer approved here)
FRN 122787
- SMF17 Money Laundering Reporting Officer (MLRO) (5 Aug 2022 to 6 Oct 2023)
- SMF16 Compliance Oversight (5 Aug 2022 to 6 Oct 2023)
- [PRA CF] Key function holder (9 Dec 2019 to 20 Oct 2022)
- [FCA CF] Significant management (9 Dec 2019 to 28 Jan 2021)
B & C E Insurance Limited (no longer approved here)
FRN 177791
- SMF16 Compliance Oversight (5 Jul 2022 to 6 Oct 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (5 Jul 2022 to 6 Oct 2023)
- [PRA CF] Key function holder (10 Dec 2018 to 20 Oct 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.