Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sense Network Limited
FRN 465124
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 29 Sep 2017)
- CF30 Customer (since 29 Sep 2017)
-
Hartcliff Limited
FRN 782104
- (1)Employed By (since 29 Sep 2017)
-
- Employed By (5 May 2005 to 25 Jul 2005)
-
- CF22 Investment Adviser (Trainee) (13 Jan 2004 to 15 Nov 2004)
-
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.