Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Client dealing (2 Sep 2022 to 10 Dec 2025)
    • [FCA CF] Functions requiring qualifications (2 Sep 2022 to 10 Dec 2025)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (19 Oct 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 1 Nov 2010)
    • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Aug 2006 to 3 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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