Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jun 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 30 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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