Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mitsubishi UFJ Asset Management (UK) Ltd. (no longer approved here)

    FRN 121816

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jun 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Jun 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Jun 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 29 Jun 2023)
    • CF30 Customer (27 Mar 2009 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 1 Apr 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.