Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mariana UFP LLP (no longer approved here)

    FRN 551170

    • [FCA CF] Client dealing (3 Nov 2020 to 1 Dec 2021)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • CF30 Customer (17 Jun 2011 to 13 Sep 2013)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.